banking-wealth

Our team possesses firsthand experience working directly within broker-dealers, RIA firms, Fintech companies, and banks. This collective experience equips us to assist our clients in navigating through both challenging situations and complex opportunities. We leverage our understanding of common pitfalls, essential requirements, and industry-specific considerations, as well as insights into the competitive landscape.
With a comprehensive understanding of wealth management technology, tools, data aggregation, conversions, consolidations, migration efforts, and back-office and custodial needs and capabilities, our implementation teams and resources swiftly bring value to new client engagements.
Additionally, we provide strategic advisory and management consulting services informed by our knowledge of major industry trends, regulatory drivers, and competitive strategies, including the convergence of banking and wealth.

Independent Broker Dealers & Registered Investment Advisors

Our expertise includes extensive experience working with a wide range of firms with various business models to address rapidly evolving technologies that provide financial advisors with what they need to be successful.

Financial Advisor & Client Technology Platforms

We build advisor and client solutions from the ground up as well as integrate commercially available enterprise products. We’ve managed numerous implementations ranging from custom development to cloud-based SaaS and PaaS platforms.

FinTech Vendor Integrations

EMCOLCC is known for our ability to implement and integrate solutions from most industry-established technology solutions providers, spanning CRM platforms to commission systems, financial planning, and portfolio management tools.

Technology Assessments & Strategic Transformations

We provide clear assessments of your current offering, leveraging broad strategic and industry perspectives. This allows for the creation of practical and realistic implementation plans to ensure your strategies can be implemented and supported.

M&A, Consolidations, and Divestitures

Services include due diligence assessments, integration synergy analysis, integration planning inclusive of system consolidation and custodial conversion of assets, divestiture and carve-out TSA planning and management.

US Wealth Management Regulatory, Compliance, and RegTech

We help firms understand the regulatory landscape and create awareness of upcoming changes and the associated impacts and options related to translating regulatory requirements into product and operational roadmaps.

Skilled Staff Augmentation and Managed Capacity Teams

Our depth of expertise makes us the firm of choice for individual consultants and software implementation teams across a range of technical and business roles, skill levels, expertise, and geographic locations (US, Canada, and the Philippines)..

Payment System Modernization

EMCOLCC provides expertise in planning, assessing, designing, implementing, and supporting large-scale Commercial Banking payment systems.

Core Banking

Our experience includes custom-developed software and the integration of leading Banking software packages, including extensive experience with maintenance, enhancement, and new Core Banking system implementations.

Digital Commerce

Leveraging leading content management and digital commerce software, we work with Banks to create new markets for traditional banking products.

Banking & Wealth Management